StLouisRecruiter
the smart solution for St. Louis jobs

Compliance Consultant 4 - Wells Fargo Advisors AML Compliance

Company: Wells Fargo
Location: Saint Louis
Posted on: May 19, 2019

Job Description:

Job Description
At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Corporate Risk helps all Wells Fargo businesses identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify and monitor risks that may affect multiple lines of business, and take appropriate action when business activities exceed the risk tolerance of the company.Wells Fargo Compliance is the company's compliance independent risk management function, providing company-wide leadership, standards, support, and independent oversight to ensure that all front-line business groups abide by applicable laws, rules, regulations and regulatory guidance (regulatory requirements), meet compliance responsibilities, and manage compliance risks. Wells Fargo Compliance credibly challenges management decisions, business processes and activities, and evaluates and assesses adherence to applicable regulatory requirements. It provides appropriate analysis, reporting, and escalation to senior management and the Board of Directors, sets minimum standards for the company, and gives advice, guidance, and support for compliance risk management activities across the enterprise.Wells Fargo Advisor's ("WFA") AML Compliance team is seeking a top-notch, proven performer to collaborate with key stakeholders across the organization on AML Compliance projects and initiatives that are large and complex in scope and impact. He/she needs to have a strong understanding of applicable BSA/AML/OFAC related laws, regulations and corporate policy requirements and be able to artfully articulate the applicability of these requirements to internal and external stakeholders. The person in this role must be an effective communicator with impeccable organizational and time management skills along with the ability to consistently drive timely results.The Compliance Consultant's responsibilities will include:- Interpreting applicable BSA/AML/OFAC related laws, regulations and corporate policy requirements in order to assess their applicability to WFA's AML program- Implementing WFA AML policy and procedures in adherence with BSA/AML/OFAC related laws, regulations and corporate policy requirements- Ensuring appropriate documentation of WFA AML policies and procedures and provide sound guidance and support to various business areas within WFA- Completing required AML program requirements including risk assessments and development of annual training- Continually assessing WFA's AML compliance to determine effectiveness and making suggestions for continuous improvement in order to maximize AML Program resources- Effective representation and articulation of WFA's AML Program to Regulatory Agencies, Wells Fargo Audit Services, WFA's Testing and Validation team and Wells Fargo's Financial Crimes Risk Management - Maintaining current knowledge of the external regulatory environment and continuously assessing and reporting real and potential impacts and emerging risks to AML and Business Management**This position may be considered for other locations within the Wells Fargo footprint.**Please note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo.

Required Qualifications

  • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

    Desired Qualifications
    • Advanced Microsoft Office skills
    • Excellent verbal, written, and interpersonal communication skills
    • Strong analytical skills with high attention to detail and accuracy
    • Ability to interact with all levels of an organization
    • Intermediate Microsoft Excel skills
    • Excellent verbal, written, and interpersonal communication skills
    • Strong analytical skills with high attention to detail and accuracy
    • Strong presentation skills
    • Ability to influence and collaborate at all internal organizational levels
    • Knowledge and understanding of project and process management
    • Certified Anti Money Laundering Specialist (CAMS)

      Other Desired Qualifications
      combination of one or more of the following areas:- BSA/AML/OFAC Regulatory Compliance in large, diverse financial institutions- Federal or State Law Enforcement Pertaining to White-Collar Crime- Federal or State Financial Institution Regulatory Oversight pertaining to BSA/AML Compliance- Interpreting and assessing applicability of laws, regulations and policy requirements a large, retail brokerage (or other large financial institution) environment- Strong BSA/AML/OFAC technical ability with experience developing, implementing and/or maintaining AML programs designed to adhere to these laws, regulations, and policy requirements- Experience developing business requirements and leading implementation efforts- Ability to develop, articulate and execute against strategic objectives in a rapidly changing environment

      Street Address
      MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO
      VA-Glen Allen: 4340 Innslake Dr - Glen Allen, VA
      MN-Minneapolis: 600 S 4th St - Minneapolis, MN


      Disclaimer

      All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

      Relevant military experience is considered for veterans and transitioning service men and women.
      Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, St. Louis , Compliance Consultant 4 - Wells Fargo Advisors AML Compliance, Professions , Saint Louis, Missouri

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Professions Jobs


Database Analyst 6
Description: Database Analyst 6 Job DescriptionAt Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the (more...)
Company: Wells Fargo
Location: Saint Louis
Posted on: 05/27/2019

Freight Agent / Freight Broker
Description: PARTNERING WITH AN INDUSTRY LEADER Let us help you grow your current freight broker agent business with UP TO 70 Commissions depending on experience . Call us today at 888 725-0271 Or apply online (more...)
Company: Pathmark Transportation
Location: Saint Louis
Posted on: 05/27/2019

Surgical Technician
Description: Surgical Technician Role Purpose: Functions as a member of the team through the provision of specific surgical care measures. Responsibilities: Contributes to Exceptional Clinical Outcomes by accurate (more...)
Company: SSM Health Cardinal Glennon Children's Hospital
Location: Saint Louis
Posted on: 05/27/2019


QA Automation Analyst
Description: Are you looking for a new and challenging opportunity Do you have experience with Test Automation Technology Partners can help you make your next big career move a reality. Technology Partners is currently (more...)
Company: Technology Partners
Location: Saint Louis
Posted on: 05/27/2019

CDL-A Drivers: Top Pay Carrier, Pay Increase and Sign On Bonus in Midwest Region
Description: MIDWEST REGIONAL DRIVERS USA Truck just raised DRIVER PAY Drive more Earn More Weekly Up to 3,000 in sign on bonuses Connect with us Call a USA Truck Specialist today to find
Company: USA Truck
Location: Saint Louis
Posted on: 05/27/2019

Sr. Infrastructure Analyst
Description: The Sr. Infrastructure Analyst is responsible for operating and maintaining company s virtualization environment globally. This person works with various company stakeholders to ensure the services offered (more...)
Company: Envision
Location: Saint Louis
Posted on: 05/27/2019

Sterile Processing Technician
Description: Sterile Processing Technician Role Purpose: Under general supervision and following established policies and procedures, decontaminates, disinfects, cleans, prepares and sterilizes reusable items, prepares (more...)
Company: SSM Health St. Mary's Hospital - St. Louis
Location: Saint Louis
Posted on: 05/27/2019

Azure Architect / Support Engineer
Description: Department: Engineering Title: Azure Architect / Support Engineer --- US Cloud is looking for a highly motivated and passionate Azure Architect / Support Engineer to drive high priority customer initiatives (more...)
Company: US Cloud
Location: Saint Louis
Posted on: 05/27/2019

Claims Business Analyst
Description: Description: Position Purpose: Serve as the claims payment and claims configuration expert for plan and various departments to effectively identify and resolve claims issues. Act
Company: Centene Coproration
Location: Saint Louis
Posted on: 05/27/2019

Endoscopy Technician - St. Louis
Description: Job ID: 1187369Employment Status: Full-TimeYour Career. Made Better.Barnes-Jewish Hospital at Washington University Medical Center is the largest hospital in Missouri and is ranked as one of the nation's (more...)
Company: BJC HealthCare
Location: Saint Louis
Posted on: 05/27/2019

Log In or Create An Account

Get the latest Missouri jobs by following @recnetMO on Twitter!

St. Louis RSS job feeds