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Operational Risk Consultant 4 - Products Governance and Controls

Company: Wells Fargo Bank
Location: Saint Louis
Posted on: February 16, 2020

Job Description:

Job Description

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message.? In order to receive text message invitations, your profile must include a mobile phone number designated as ?Personal Cell? or ?Cellular? in the contact information of your application.

At Wells Fargo, we want to satisfy our customers? financial needs and help them succeed financially. We?re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you?ll feel valued and inspired to contribute your unique skills and experience.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wealth and Investment Management (WIM) businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized plans for everything from retirement goals to business succession planning, to family legacy intentions. Services include comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, and both individual and institutional retirement.

Wells Fargo Advisors (WFA) Investment Products Group manages the suite of products and services offered to our clients. In addition, this group collaborates with other business groups to integrate research, investment strategy, and discretionary portfolio management with the products. The Investment Products Group includes traditional investment products, advisory products, and trading.
The Products Governance and Controls team works with managers throughout Investment Products to provide thought leadership and a governance framework to manage risk and implement processes that ensure compliance with industry rules and regulations. In addition, Product Governance and Controls manages the product approval process, including serving as primary liaison with Wells Fargo enterprise risk groups to ensure compliance with the WFC New Business Initiatives Policy.

The New Operational Risk Consultant will report to the Director of Product Governance and Controls and will be responsible for consulting with managers and team members to complete business initiative assessments as required by the New Business Initiatives Policy.
Responsibilities include, but are not limited to:

--- Coordinate the product approval process for Wells Fargo Advisors.
--- Work with stakeholders throughout WFA, WIM, and Wells Fargo Corp enterprise groups to complete risk assessments for new product implementation and product modifications.
--- Serve as Secretary of the WFA Product and New Business Initiatives Committee.
--- Maintain the WFA Product Inventory.
--- Contribute to reporting on group activities.
--- Participate on risk and controls related projects as needed. ?

Required Qualifications

--- 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both

Desired Qualifications

--- Advanced Microsoft Office skills
--- Excellent verbal, written, and interpersonal communication skills
--- Strong analytical skills with high attention to detail and accuracy
--- Ability to interact with all levels of an organization
--- Strong organizational, multi-tasking, and prioritizing skills
--- Strong time management skills and ability to meet deadlines
--- FINRA registration including Series 24 (or FINRA recognized equivalents)
--- FINRA registration including Series 7 (or FINRA recognized equivalents)

Other Desired Qualifications

--- Outstanding critical thinking and problem solving skills
--- A? BS/BA degree or higher in business administration, economics, accounting, finance, or other business related field ?

Job Expectations

--- Ability to travel up to 10% of the time

Street Address

MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO

Disclaimer

All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, St. Louis , Operational Risk Consultant 4 - Products Governance and Controls, Professions , Saint Louis, Missouri

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