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Internal Audit & Compliance Supervisor

Company: Clifton Larson Allen
Location: Saint Louis
Posted on: June 9, 2021

Job Description:

CLA is offering an exciting opportunity for a qualified candidate to join our Financial Institution Group (FIG) in St. Louis. This position will supervise the Internal Audit and Compliance staff and provide operational support to the FIG service line. The position offers an opportunity for professional growth within a FIG practice with a strong reputation within our local markets for excellent technical expertise and a commitment to client service.


  • Coordinator Supervision: The position will supervise, manage performance, and direct the work of

the Internal Audit and Compliance coordinators. S/he is accountable for implementation and

coordination of internal audit and compliance processes. Determines work procedures and expedites

workflow. Assigns duties and provides training for coordinators. Analyzes and standardizes procedures

to improve efficiency of coordinator. Resolves errors and issues.

  • Audit Coordination: The Internal Audit and Compliance Coordinator Supervisor prepares request lists

for work papers required to perform client fieldwork. S/he will create the Engagement binder(s), to

coordinate with scheduled fieldwork. S/he will also set up codes for new client engagements. S/he will

have client contact for fieldwork preparation and report distribution. S/he will assist with monthly

client billing.

  • File/Report Preparation: The Internal Audit and Compliance Coordinator Supervisor will receive file

downloads and prepare the work papers for the binder(s). S/he will file reports and correspondence;

in electronic format. S/he will review grammar and format client reports. S/he will prepare

PowerPoint presentations for training, as requested by client.

  • Tracking Engagements: The Internal Audit and Compliance Coordinator Supervisor will be

responsible for the tracking of engagement progress from engagement letter execution through

scheduling, fieldwork, and final reporting.


  • Financial Institution experience, a plus

  • Professional writing skills

  • Detail oriented

  • Ability to plan, prioritize, and organize

  • Proficient with Microsoft Word, Excel and PowerPoint

  • Ability to manage several tasks simultaneously

  • Good communication skills - verbal and written

  • Strong work ethic

  • Flexibility to manage changes in priorities

  • This position requires less than 10% travel


  • Bachelor's degree required. Ten years work experience acceptable in lieu of degree.

  • Licenses and Certifications - none required

Shortly after you apply you will receive an invitation with additional information. CLA has partnered with Pymetrics to allow you to showcase your potential and help us get to know you a little better. The Pymetrics games take 20-30 minutes to complete and there are no right or wrong answers - so we hope you have fun! Following completion of the Pymetrics games, CLA will view the Pymetrics results alongside other information as part of the application review process.

CLA exists to create opportunities for our people, our clients, and our communities. We are a proud equal opportunity/affirmative action employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity/

Keywords: Clifton Larson Allen, St. Louis , Internal Audit & Compliance Supervisor, Other , Saint Louis, Missouri

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