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Control Sr Associate

Company: Wells Fargo
Location: Saint Louis
Posted on: June 8, 2021

Job Description:

Job Description

Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application.

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.

Wealth & Investment Management, or WIM, is one of the United States' leading providers of financial and investment services. WIM provides a full range of personalized wealth management, investment, and retirement products and services to meet clients' unique needs and help them achieve financial goals. Our mission is to help clients pursue their financial goals with confidence. We accomplish this by:

o Building enduring client relationships through sound, thoughtful, and objective advice

o Developing individualized plans for clients to help meet their financial objectives

o Helping clients build, manage, preserve, and transition their financial resources and wealth

WIM serves clients through the following businesses:

o Wells Fargo Private Bank serves high-net-worth individuals and families.

o Abbot Downing serves ultra-high-net-worth individuals and families.

o Wells Fargo Advisors provides investment advice and guidance to clients through more than 13,200 full-service financial advisors and referrals from more than 5,450 licensed bankers.

o Wells Fargo Asset Management brings together a strategic balance of investment capabilities to serve the investment needs of institutions, financial advisors, and individuals worldwide.

Through Wells Fargo Private Bank and Abbot Downing, WIM is also a leading provider of trust, investment, and fiduciary services, including personal trust services and a number of specialized wealth services designed to meet the diverse needs of high-net-worth clients.

The Fraud Governance group is searching for an independent, highly motivated individual who will be responsible for assisting in fulfilling Client Relationship Group's (CRG) responsibility of developing, implementing, monitoring and reporting of the Fraud Risk Management Program. This position will support the development of risk reporting, procedure development, risk-based programs to identify and mitigate fraud risk, and serve as the Subject Matter Expert for CRG's lines of business.

The successful applicant will be expected to build strong, collaborative relationships with partners across CRG and the enterprise, develop and demonstrate an understanding of risk management framework for CRG, while, at the same time delivering sound advice and counsel on policy and program requirements and local, state and federal regulations.

As part of a team, this Controls Senior Associate will be responsible for being the subject matter expert for fraud risk for CRG. This duty will include: advising CRG lines of business on fraud risks, evaluating new and modified products and applications, analyzing data for fraud trends, research and analyzing significant fraud events, creating and advocating for process and policy changes to mitigate fraud risk, providing training and education, and other responsibilities related to reducing fraud risk for CRG.

Required Qualifications

  • 5+ years of experience in risk management or 5+ years of financial services industry experience, of which 3+ years must include direct experience in risk management

Desired Qualifications

  • FINRA registration including Series 9/10 or 24 (or FINRA recognized equivalents)
  • FINRA registration including Series 66 (or FINRA recognized equivalents)
  • FINRA registration including Series 7 (or FINRA recognized equivalents)
  • Strong relationship management skills
  • Strong research and documentation skills
  • Strong risk management and compliance skills
  • Strong root cause analysis skills
  • A BS/BA degree or higher
  • Excellent verbal, written, and interpersonal communication skills
  • Strong organizational, multi-tasking, and prioritizing skills
  • Advanced Microsoft Office (Word, Excel, Outlook and PowerPoint) skills
  • Strong analytical skills with high attention to detail and accuracy
  • Ability to exercise independent judgment and creative problem solving techniques

Other Desired Qualifications

  • 3+ years fraud, AML, risk management, or operational risk experience
  • Knowledge and understanding of banking products and services
  • Working knowledge of Wells Fargo risk management tools and applications (i.e. SHRP, RCSA, RANBI).
  • Professional certifications r(i.e. CAMS, CFE, etc.)
  • Proven detail and execution orientation with the ability to work independently
  • Ability to manage multiple responsibilities and tasks simultaneously
  • An advanced degree (MBA or JD)

Street Address

MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO


All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

Relevant military experience is considered for veterans and transitioning service men and women.

Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Benefits Summary


Visit for benefits information.

Keywords: Wells Fargo, St. Louis , Control Sr Associate, Other , Saint Louis, Missouri

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