Audit Manager - Wealth and Investment Management

Company: Wells Fargo Bank
Location: Saint Louis
Posted on: October 17, 2020

Job Description:

Job Description Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as "Personal Cell" or "Cellular" in the contact information of your application. At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience. Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. Internal Audit conducts audits and reports the results of our work to the Audit & Examinations Committee of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent and diverse team. As a business partner, Audit helps the Company accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes. Wells Fargo's Wealth and Investment Management (WIM) includes business lines that provide a full range of personalized wealth management, investment, and retirement products and services to clients across U.S. based businesses, including financial planning, private banking, credit, investment management, and fiduciary services to high-net worth and ultra-high-net worth individuals and families, customers' brokerage needs, retirement and trust services for institutional clients, and investment management capabilities delivered to global institutional clients. WIM businesses focus on building enduring client relationships through sound, thoughtful, and objective advice. WIM's objective is to help clients by developing individualized plans for everything from retirement goals to business succession planning to family legacy intentions. Specific Duties: The Audit Manager supervises and oversees multiple concurrent projects or audit engagements as directed by senior management and may also participate in audits generally as subject matter expert in a consulting capacity. Audit Managers demonstrate depth and breadth of knowledge that includes technology, operational, financial, and regulatory understanding across multiple businesses, and may develop knowledge in a critical subject matter area. The Audit Manager: * Manages defined audits within one or more segments of the Audit Plan. * Manages a team of audit staff. * Accountable for supervision and oversight of assigned audits. * Provides timely feedback, coaching, and monitoring of audit work and staff. * Develops and maintains strong business relationships within Audit and with teams across WF and other stakeholders. * Assists in planning and organizing work in an annual cycle, not just project cycle. * Ensures audit engagements are risk-based, and executed according to Audit policies and guidance. Required Qualifications * 2+ years of leadership experience * 7+ years of experience in one or a combination of the following: audit, control testing, control and risk identification, or audit analysis demonstrated through work or military experience Desired Qualifications * Ability to execute in a fast paced, high demand, environment while balancing multiple priorities * Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important * Excellent verbal, written, and interpersonal communication skills * Good analytical skills with high attention to detail and accuracy * Solid problem solving skills * Strong organizational, multi-tasking, and prioritizing skills * Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation * A BS/BA degree or higher * Experience at a financial institution or accounting firm * Understanding of financial regulatory environment * Solid knowledge and understanding of audit or risk methodologies and supporting tools Other Desired Qualifications * Experience leading and providing feedback to staff on audit projects or engagements * Experience in portfolio management, investment strategy, broker/dealer operations, wealth management, fiduciary and trust services Job Expectations * Ability to travel up to 10% of the time Street Address NC-Charlotte: 301 S College St - Charlotte, NC NC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NC MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO Disclaimer All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a cr

Keywords: Wells Fargo Bank, St. Louis , Audit Manager - Wealth and Investment Management, Other , Saint Louis, Missouri