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VP - Risk and Control Manager

Company: Rabobank Group
Location: Saint Louis
Posted on: January 15, 2022

Job Description:

Job TitleVP - Risk and Control ManagerJob DescriptionOur Organization:Rabo AgriFinance LLC ("RAF") is a leading financial services provider for agricultural producers and agribusinesses. Solely focused on agriculture, RAF is backed by Rabobank, a Dutch-headquartered global financial services leader and one of the world's 25 largest banks, with over $900 billion in assets and operations in over 40 countries. Founded by Dutch farmers over a century ago, Rabobank remains true to our core mission: to create value for our customers, our employees, and the local communities where we do business. With over 40 offices across the U.S., RAF provides clients with knowledgeable local teams and exclusive access to global market research in a variety of sectors, including grains and oilseeds, livestock and specialty crops.Job Overview:In order for Risk Management to efficiently and effectively manage its operational risks and demonstrate an effective risk and control framework, there is a need for a subject matter expert to provide support, guidance, and to facilitate these activities.The (1LOD) Risk and Control Manager is responsible for supporting Risk Management business lines in Wholesale and Rural with managing their risks and controls in a productive and effective manner and ensuring that there is sufficient overall Operational Risk awareness within these teams. The Risk and Control Manager will act as a subject matter expert with the following primary accountabilities:Ensuring that there is a strong risk culture and awareness within Risk Management.Ensuring that risks within Risk Management business lines are identified, assessed, managed, mitigated and monitored using a proactive and forward looking approach.Supporting process owners' implementation and monitoring of Key Risk Indicators (KRIs) and Key Control Indicators (KCIs), including acting on KRI breaches.Assisting process owners to correctly reflect risks, controls, KRIs, and KCIs in the Risk Control Framework tool.Ensuring that Control Self-Assessments (CSAs) are completed timely in accordance with the bank's procedures.Leading/supporting the investigation of Operational Risk Incidents (ORIs) and developing necessary corrective actions.Facilitating timely reporting of Operational Risk Incidents in the RCF tool.Monitoring and ensuring timely completion of findings and actions relating to the Risk Management areas of responsibility.Facilitating a complete and accurate inventory of end-user computing tools and coordinating attestations.The Risk and Control Manager will also from time-to-time be required to provide training on risk and control topics to Risk Management staff.Key Responsibilities and Accountabilities:In cooperation with senior management, takes ownership in driving Risk Culture and awareness within the First Line of Defense in accordance with regulatory expectationsEnsures that the Risk Management business lines identify and manage the risks inherent in their activities, processes, and systems in a proactive manner. Ensures that these risk and controls self-assessments (RCSAs) are completed timely in accordance with the bank's procedures and documented in the bank's systemsSupports Risk Management in responding to audit findings, operational risk incidents, ICRF findings or other regulatory or governing body findings. This includes ensuring action plans are executed, and monitoring the effectiveness of these plans.Monitors and assesses the risks within its business plans and strategies.Where appointed, actively engages in system, process, and risk-related committees.Assists Risk Management teams in understanding process bottlenecks and inconsistencies, and drives new processes to alleviate both.Implements and monitors KRIs and KCIs, including acting on KRI breachesEnsures that risks, controls, KRIs, and KCIs are correctly reflected in the bank's systemsEnsures that CSAs are completed timely in accordance with the bank's proceduresLeads the investigation of ORIs and developing necessary corrective actions.Ensures timely reporting of ORIs in the bank's systemsEnsures that the end-user computing tools inventory is complete and accurate and coordinating attestations.Builds strong inter-departmental relationships including with the 2LOD and 3LOD and risk and control managers/partners from other departments.RISKComplete all mandatory training within a timely basis, as instructed.Comply with code of conduct & Bank policies/procedures.Actively identify incidents outside of established policies & procedures and report to management immediately.Familiar with & comply with laws, regulations, and internal policies & procedures that are applicable to required job duties.Understand & comply with all RAF & Rabobank anti-money laundering (AML), compliance, and all other applicable laws, including, but not limited to, the completion of all required AML & Sanctions training.CULTURE & VALUESActively & consistently demonstrate RAF's Eight Cultural Practices.Job Knowledge, Skills, and Abilities:Essential:10+ years of experience in a risk/control function such as risk/control manager, Internal Audit, or First Line of Defense.Experience with a Risk Control/Management Framework (RCF/RMF) and an Enterprise Governance Risk and Compliance (EGRC) platform, ideally RSA Archer.Understanding of the regulatory environment and issues which may affect the control monitoring and testing program.Ability to exercise sound judgement and recommend appropriate action plans.Ability to work independently with minimal supervision.DesirableExperience conducting First Line control testing/self-assessmentsQualifications:Bachelor's degree, Master's preferredProven record of working well in teamsRabo provides equal opportunity in employment to all employees and applicants and does not discriminate on the basis of race, color, creed, religion, national origin, ancestry, alienage or citizenship status, age, sex, sexual orientation, gender identity, gender expression, marital status, genetic information, medical condition, physical or mental disability, pregnancy, childbirth or related medical condition, military service or veteran status, victims of domestic violence, or any other basis protected by applicable law. - Rabo also prohibits harassment of any individuals on any of the bases listed above.Consistent with this policy, Rabo embraces diversity and welcomes employees and applicants of all backgrounds. - Our goal is to create an environment that is inclusive, drawing upon the strengths of the diversity of our workforce to exceed the expectations of our clients and customers.Job InfoType: Full timeLocation: St. Louis, MO

Keywords: Rabobank Group, St. Louis , VP - Risk and Control Manager, Executive , Saint Louis, Missouri

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